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Brain Gray Matter Deficits at 33-Year Follow-up in Adults With Attention-Deficit/Hyperactivity Disorder Established in Childhood
Erika Proal, PhD;
Philip T. Reiss, PhD;
Rachel G. Klein, PhD;
Salvatore Mannuzza, PhD;
Kristin Gotimer, MPH;
Maria A. Ramos-Olazagasti, PhD;
Jason P. Lerch, PhD;
Yong He, PhD;
Alex Zijdenbos, PhD;
Clare Kelly, PhD;
Michael P. Milham, MD, PhD;
F. Xavier Castellanos, MD
Arch Gen Psychiatry. 2011;68(11):1122-1134. doi:10.1001/archgenpsychiatry.2011.117
ABSTRACT
Context Volumetric studies have reported relatively
decreased cortical thickness and gray matter volumes in adults with
attention-deficit/hyperactivity disorder (ADHD) whose childhood status
was retrospectively recalled. We present, to our knowledge, the first
prospective study combining cortical thickness and voxel-based
morphometry in adults diagnosed as having ADHD in childhood.
Objectives To test whether adults with combined-type
childhood ADHD exhibit cortical thinning and decreased gray matter in
regions hypothesized to be related to ADHD and to test whether anatomic
differences are associated with a current ADHD diagnosis, including
persistent vs remitting ADHD.
Design Cross-sectional analysis embedded in a 33-year prospective follow-up at a mean age of 41.2 years.
Setting Research outpatient center.
Participants We recruited probands with ADHD from a cohort
of 207 white boys aged 6 to 12 years. Male comparison participants
(n = 178) were free of ADHD in childhood. We obtained magnetic
resonance images in 59 probands and 80 comparison participants (28.5%
and 44.9% of the original samples, respectively).
Main Outcome Measures Whole-brain voxel-based morphometry and vertexwise cortical thickness analyses.
Results The cortex was significantly thinner in ADHD
probands than in comparison participants in the dorsal attentional
network and limbic areas (false discovery rate < 0.05,
corrected). In addition, gray matter was significantly decreased in
probands in the right caudate, right thalamus, and bilateral cerebellar
hemispheres. Probands with persistent ADHD (n = 17) did not
differ significantly from those with remitting ADHD (n = 26)
(false discovery rate < 0.05). At uncorrected P < .05,
individuals with remitting ADHD had thicker cortex relative to those
with persistent ADHD in the medial occipital cortex, insula,
parahippocampus, and prefrontal regions.
Conclusions Anatomic gray matter reductions are observable
in adults with childhood ADHD, regardless of the current diagnosis. The
most affected regions underpin top-down control of attention and
regulation of emotion and motivation. Exploratory analyses suggest that
diagnostic remission may result from compensatory maturation of
prefrontal, cerebellar, and thalamic circuitry.
INTRODUCTION
Volumetric studies in children with attention-deficit/hyperactivity
disorder (ADHD) have consistently found global reductions of total brain
volume, with the prefrontal cortex, anterior and posterior cingulate
cortex, basal ganglia, cerebellum, and parietotemporal regions
particularly affected relative to typical development in healthy
children.1-4
These findings are consistent with a model of ADHD as a disorder of
frontal-striatal-cerebellar circuitry. The diagnosis of ADHD requires
onset in childhood, but persistence of ADHD into adulthood is now well
documented.4-5
This longitudinal course combined with smaller brain volumes in
children with ADHD have raised questions about brain development into
adulthood.
A sparse literature on brain anatomy in adults with ADHD also reports decreased volumes in the orbitofrontal cortex,6 anterior cingulate cortex (ACC),7-8 dorsolateral prefrontal cortex,7 superior frontal cortex, and cerebellum.9 Complementary analyses of cortical thickness10 reveal overall decreased cortical thickness in children10-13 and adults with ADHD, with reductions in ACC, medial frontal regions, and parietotemporo-occipital cortex.11-13 Recently, Almeida et al14 found cortical thinning in the right frontal lobe of children, adolescents, and adults with ADHD.
Investigations of structural brain abnormalities in adults, for want of a
better method, have relied on adults' retrospective recall of their
childhood status.6-9,15-19 The documented inaccuracies of such reports20
highlight the advantage of assessing brain anatomy in individuals with
established childhood-onset ADHD prospectively followed up into
adulthood. In addition, clinical ADHD remits in a substantial proportion
of individuals followed up into adulthood21-22; however, to our knowledge, the neurobiological mechanisms of remission have not been previously examined in middle adulthood.
We report cortical thickness and voxel-based morphometry (VBM) analyses
in the largest sample to date of adults with childhood ADHD diagnoses
(mean age, 8.3 years) consistent with DSM-IV. Follow-up
assessments occurred at the mean ages of 18.4, 25.0, and 41.2 years
(18FU, 25FU, and 41FU, respectively). At the 18FU, a comparison group
free of childhood ADHD and matched for age, sex, ethnicity, and
childhood social class was recruited.21, 23-26
Systematic diagnostic assessments at each follow-up were conducted by
interviewers blinded to history and group membership. At the 41FU, we
conducted anatomic brain magnetic resonance imaging (MRI) in probands
with childhood ADHD and a comparison group. We performed analyses based
on childhood diagnosis and current diagnostic status in adulthood. Our
primary aims were (1) to test whether adults with a childhood diagnosis
of combined-type ADHD (probands), relative to the comparisons group,
exhibit cortical thinning and decreased gray matter (GM) volume in
regions hypothesized to be related to ADHD11-13,17 and (2) to assess whether anatomic differences are associated with a current ADHD diagnosis.
METHODS
PARTICIPANTS
The ADHD group originally included 207 white boys aged 6 to 12 years who
were referred to a research clinic from 1970 to 1977 (mean age, 8.3
years). Briefly, they were referred by schools because of behavioral
problems and had elevated parent and teacher ratings of hyperactivity,
an IQ of at least 85, and a diagnosis of hyperkinetic reaction of
childhood.27-28
Children with a pattern of aggressive or antisocial behavior were
excluded to rule out comorbid conduct disorder. Further details of
proband characteristics appear in previous publications.26, 29
These participants underwent assessment at mean (SD) ages of 18.4
(1.3), 25.0 (1.3), and 41.2 (2.7) years. Comparison male participants
(n = 178) were recruited at the 18FU. Medical center pediatric
medical records were reviewed for children undergoing routine physical
examinations from 1970 through 1977 at 6 through 12 years of age, group
matched for the probands' race, childhood socioeconomic status, and
geographical residence. Parents of suitable children (by then
adolescents) were telephoned, informed of the study, and recruited,
conditional on parent interest and no reported teacher complaints about
their child's behavior in elementary school. The refusal rate was low
(about 5%).
41FU ASSESSMENT
On average, 33 years after the initial childhood diagnosis, clinical
data were obtained for 135 male probands (65.5% of the original sample,
70.3% of those living) and 136 male comparison participants (76.4% of
those recruited in adolescence, 78.6% of those living). Major DSM-IV
disorders and multiple aspects of function were assessed for the
interval from the 25FU to the 41FU by trained clinicians blinded to all
antecedent data. A special interview, the Assessment of Adult
Attention-Deficit/Hyperactivity Disorder, was developed for diagnosing DSM-IV ADHD in adults (the Instrument and a supplementary Description are available at the authors' Web site at http://www.AboutOurKids.org/Research/Research_Publications/Proal_et_al_2011). Current ADHD was defined as meeting DSM-IV
criteria during the preceding 6 months. Participants were invited to
take part in an anatomic MRI study. Owing to refusals and MRI exclusions
(Table 1), we obtained MRIs in 59 ADHD
probands and 80 comparison participants. Nearly all probands (57 [97%]
of those scanned) were treated with methylphenidate hydrochloride in
childhood from ages 6 to 12 years for an average of 2.2 years.30
eTable 1, available at the authors' Web site, gives further details of
childhood medication treatment, including thioridazine hydrochloride.26)
All participants provided written informed consent as approved by the
New York University Langone School of Medicine institutional review
board.
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Table 1. Derivation of MRI Sample
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To test whether cortical thickness differed as a function of current
ADHD, we subdivided probands into the following 3 subgroups: (1) those
who met diagnostic criteria for DSM-IV ADHD at the 41FU
(persistent ADHD group; 17 participants, including 7 with predominantly
inattentive, 6 with predominantly hyperactive/impulsive, and 4 with
combined-type ADHD); (2) those who did not (remitting ADHD group; 26
participants); and (3) those diagnosed as having ADHD not otherwise
specified (ADHD-NOS group; 16 participants) (see the supplementary
Methods available at the authors' Web site). The comparison group was
dichotomized into individuals who did not meet criteria for any type of
ADHD (non-ADHD comparison group; 57 participants) and those who were
diagnosed with ADHD-NOS (comparison group with ADHD; 23 participants).
Although all probands and all comparison participants were included in
initial vertexwise and VBM analyses, subgroup analyses focused on
current diagnostic status. Accordingly, probands and comparison
participants with current ADHD-NOS, which is not well-defined and did
not differ between groups (16 of 59 [27%] and 23 of 80 [29%],
respectively), were excluded from subgroup analyses.
IMAGING
We obtained 41 anatomic T1-weighted images in 20 ADHD probands and 21
comparison participants using a scanner with an 8-channel head coil (3T
Siemens Trio; Siemens Medical Solutions USA Inc, Malvern, Pennsylvania)
and 98 scans in 39 ADHD probands and 59 comparison participants using a
scanner with a single-channel head coil (3T Siemens Allegra; Siemens
Medical Solutions USA Inc). Proportions did not differ significantly
across scanners, ( 21 = 0.96, P = .33),
with the following parameters: repetition time, 2100 milliseconds; flip
angle, 12°; slice thickness, 1.5 mm; inversion time, 1100 milliseconds;
matrix, 192 x 256; and
field of view, 172.5 mm. The only parameter that differed was echo
time, which was 3.87 milliseconds on the Trio scanner and 3.90
milliseconds on the Allegra scanner.
Structural MRIs were preprocessed through the fully automated CIVET–Montreal Neurological Institute (MNI) pipeline.31-34 The initial preprocessing step was to mask MRI native images using an automated brain extraction method.35
Data were corrected for nonuniformity artifacts and registered to
stereotactic space (MNI152) using a 9-parameter linear transformation.
Voxelwise tissue type classification was performed using a neural
network classifier followed by a partial volume estimation step.33, 36
For VBM, the classified tissue maps were blurred with a gaussian kernel
of 10 mm full width at half maximum. Cortical thickness measures were
assessed using a fully automated algorithm that defines the distances
between a set of vertices at the white matter (WM) surface and then
expands outward to find the intersection with GM to generate surface
meshes that represent WM and GM interfaces.37
A total of 40 962 linked vertices were calculated per hemisphere.
Each individual cortical thickness map was blurred using a 30-mm
surface-based diffusion-smoothing kernel to reduce noise while
preserving anatomic location, as this method produces less volumetric
blurring than the equivalent gaussian kernel.38
STATISTICAL ANALYSES
Global Cortical Thickness
We obtained a single global cortical thickness value for each
participant by averaging across all 81 924 vertices. Linear
regression models controlled for age at the time of imaging and for the
scanner model (Trio vs Allegra).
Vertexwise and VBM Analyses
Following the study aims, group analyses tested for regional differences
in cortical thickness and GM density between (1) all adults with a
childhood diagnosis of combined-type ADHD and all comparison groups; (2)
persistent ADHD vs the non-ADHD comparison group; (3) remitting ADHD vs
the non-ADHD comparison group; and (4) participants with persistent vs
those with remitting ADHD. For each comparison, we regressed cortical
thickness at each of 81 924 vertices or whole-brain GM density on
group, controlling for age at the time of imaging and for the scanner
model. The software package mni.cortical.statistics (Brain Imaging
Centre, MNI; http://www.bic.mni.mcgill.ca) for the R environment39 was used for cortical thickness analyses, and the FMRIB Software Library (available at http://www.fmrib.ox.ac.uk) tool Feat, for VBM. Results were thresholded using a false discovery rate (FDR) of 0.05.40-41 Maps of t
statistics for group effects on cortical thickness at each vertex or GM
density at each voxel were projected onto an average brain template
revealing clusters that differed significantly between groups. We
retained clusters comprising at least 50 contiguous vertices for
cortical thickness42 and 5 voxels for VBM.
Region-Based Analyses of Cortical Thickness and VBM
To test whether childhood or current ADHD was associated with
significant differences in specific regions, we performed post hoc
region-of-interest–based analyses. For each participant, we computed the
mean cortical thickness or GM density within each cluster exhibiting
significant (FDR < 0.05) group differences in primary
analyses by averaging across all vertices or voxels within each cluster.
We then compared the diagnostic subgroups of probands (participants
with persistent and those with remitting ADHD) and the comparison group
without current ADHD, Bonferroni corrected for the number of clusters.
For completeness, eTable 2 (available on the authors' Web site) contains
means and SDs for the subgroups with current ADHD-NOS.
Exploratory Analyses of Cortical Thickness
To further investigate primary hypotheses for which no vertices with FDR
of less than 0.05 were found, we reexamined subgroup differences
heuristically using an uncorrected threshold of P < .05 with a cluster threshold of 50 vertices.42 Because of significant between-group differences in IQ, we confirmed cortical thickness results by also adjusting for IQ.
RESULTS
Table 1 summarizes the derivation of the
sample. A larger proportion of comparison participants (80 of 178
[44.9%] originally enrolled participants) than probands (59 of 207
[28.5%]) had analyzable MRIs. This discrepancy reflects a significantly
higher rate of unavoidable factors in probands (55 of 207 [26.6%]) (ie,
deaths, incarcerations, and MRI exclusions) than in comparison
participants (22 of 178 [12.4%]) ( 21 = 12.08; P < .001).
By contrast, rates of refusal and failure to schedule or to locate
study participants did not differ significantly (93 of 207 probands
[44.9%] vs 76 of 178 comparison participants [42.7%]). Accordingly,
results are based on anatomic images from 59 ADHD probands and 80
comparison participants.
We compared diagnoses and demographic information at the 18FU of
participants who underwent scanning and those who did not (data were
available for 57 of 59 probands and for all 80 comparison participants;
see eTable 3, available at the authors' Web site). Within the proband
and comparison groups, individuals who did and did not undergo scanning
did not differ significantly on prevalence of ADHD, antisocial
personality disorder, mood or anxiety disorders, any DSM-III
disorders, age at referral, IQ, socioeconomic status, or Teacher Conners
Hyperactivity Factor score. However, probands undergoing scanning had
significantly higher rates of alcohol and nonalcohol substance use
disorder and any substance use disorder than did probands who did not
undergo scanning (see eTable 3, available at the authors' Web site).
DEMOGRAPHICS
Probands and comparison participants did not differ significantly in age
at the time of imaging or in lifetime prevalence of substance abuse or
dependence (Table 2). As expected, probands
and comparison participants differed significantly in IQ in childhood
and 41FU assessments (see eTable 5, available at the authors' Web site,
for demographics of subgroups based on current diagnosis and for current
substance use and comorbid diagnoses).
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Table 2. Demographic Data
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GLOBAL CORTICAL THICKNESS
Surfacewide mean cortical thickness was significantly lower in probands
(n = 59) than in comparison participants (n = 80)
(mean [SD], 3.18 [0.11] and 3.24 [0.11] mm, respectively; P < .001 in regression controlling for age and scanner; Cohen d = 0.54).
At the 41FU, probands with persistent ADHD differed significantly from
the non-ADHD comparison group (3.14 [0.13] and 3.25 [0.10] mm,
respectively; P < .001; Cohen d = 1.02).
The remitting ADHD group (3.20 [0.11] mm) also differed from the
non-ADHD comparison group in overall cortical thickness (P = .04; Cohen d = 0.48). However, participants with persistent ADHD and those with remitting ADHD did not differ significantly (P = .10; Cohen d = 0.51).
VERTEXWISE ANALYSES OF CORTICAL THICKNESS
Figure 1A displays the multiple clusters of vertices (detailed in Table 3)
for which the cortex was significantly thinner (surfacewide
FDR < 0.05) in ADHD probands; the largest cluster extended
from the right precuneus to the precentral gyrus. Other right hemisphere
clusters were located in the inferior parietal lobe, temporal pole, and
insula. Left hemisphere clusters were located in the superior frontal
gyrus/frontal pole, precentral gyrus, insula, temporal pole, and cuneus.
There was no instance in which cortical thickness was significantly
increased in probands. As shown in eFigure 1
and eTable 6 (available at the authors' Web site), after covarying for
IQ (in addition to scanner and age), significant cluster centers
remained largely unchanged in location, but the clusters were less
extensive.
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Figure 1. Maps of t statistics depict significant cortical
thinning in attention-deficit/hyperactivity disorder (ADHD). A,
Significant cortical thinning in the probands with ADHD
(n = 59) vs comparison participants (n = 80). B,
Significant cortical thinning in probands with persistent ADHD
(n = 17) vs the non-ADHD comparison group (n = 57).
The false discovery rate (FDR) threshold depends on the data and is
different for the right and left hemispheres. The t statistics at the lowest FDR threshold are projected across each hemisphere for each comparison.
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Table 3. Cortical Thickness Values for Significant Clusters for
Subgroups Defined by Current ADHD Diagnostic Status in Middle Adulthooda
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To assess associations with current ADHD diagnosis, we performed
vertexwise comparisons among the different diagnostic subgroups. The 17
individuals with persistent ADHD differed significantly from the 57
non-ADHD comparison participants in most but not all the regions
identified in the initial inclusive analyses (Table 3 and Figure 1B).
In addition, this analysis revealed thinner cortex related to
persistent ADHD in the left medial occipital cortex and right subgenual
ACC. When we used FDR < 0.05 as a threshold, participants
with remitting ADHD (n = 26) did not differ significantly from
the non-ADHD comparison group; participants with persistent ADHD and
those with remitting ADHD also did not differ in any region at this
threshold. There were no vertices at which cortical thickness was
significantly associated with lifetime or current substance abuse
diagnoses, dimensional measures of substance abuse, lifetime smoking
history, or thioridazine treatment, and there were no significant
interactions between group and scanner for any cortical or VBM measures.
REGION-BASED ANALYSES OF CORTICAL THICKNESS
To examine potential differences associated with remission from
childhood ADHD, we focused on the clusters in which ADHD probands
exhibited significantly thinner cortex than comparison participants
(FDR < 0.05). Participants with remitting ADHD and those
with persistent ADHD had a thinner cortex than did those in the non-ADHD
comparison group, with medium to large effect sizes. Average effect
sizes between individuals with persistent ADHD and the non-ADHD
comparison group (Cohen d = 0.73) were larger than for participants with remitting ADHD (Cohen d = 0.52),
although all confidence intervals overlapped (data not shown);
individuals with persistent ADHD and those with remitting ADHD did not
differ significantly from each other in any cluster at
FDR < 0.05 (Table 3).
EXPLORATORY VERTEXWISE ANALYSES
When vertexwise results were thresholded at P < .05
(uncorrected), we observed a thinner cortex for participants with
persistent ADHD vs those with remitting ADHD in the insula, bilateral
temporal cortex including the right temporal pole, left occipital
Brodmann area (BA) 19, orbitofrontal cortex, and medial ACC (Figure 2;
see also eTable 7, available at the authors' Web site). There were no
regions exceeding our cluster size threshold of 50 vertices in which
participants with remitting ADHD exhibited thinner cortex than those
with persistent ADHD.
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Figure 2. Exploratory uncorrected analyses (P < .05)
reveal regions in which probands with remitting
attention-deficit/hyperactivity disorder (ADHD) (n = 27)
exhibit thicker cortex than in probands with persistent ADHD
(n = 17). Peaks and coordinates of clusters are depicted in
eTable 7 at the authors' Web site.
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EXPLORATORY REGION-BASED ANALYSES
In the clusters that differentiated individuals with persistent ADHD
from those with remitting ADHD in exploratory vertexwise analyses,
participants with persistent ADHD differed markedly from the non-ADHD
comparison group (average Cohen d = 0.75), whereas individuals with remitting ADHD did not (average Cohen d = 0.03; t9 = 8.26; P < .001).
Relative to comparison participants, those with remitting ADHD had
(nonsignificantly) greater cortical thickness in the left superior
temporal gyrus extending to the insula and orbitofrontal cortex, left
parahippocampus, left ACC, and left medial occipital cortex (see eTable
7, available at the authors' Web site).
VOXEL-BASED MORPHOMETRY
As shown in Table 4 and Figure 3,
GM density was significantly greater (FDR < 0.05) for
comparison participants than for the ADHD probands in many of the same
regions identified through cortical thickness analyses, as well as in
subcortical regions inaccessible to cortex-based measures. Figure 4
displays decreased GM in probands in the right caudate, right thalamus,
and bilateral cerebellar hemispheres. Voxel-based morphometric analyses
of diagnostic subgroups or of medication treatment in childhood with
methylphenidate or thioridazine did not yield significant results, even
with more lenient thresholds (FDR 0.2).
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Table 4. Gray Matter Density Within Clusters for Subgroups Defined by Current ADHD Diagnostic Status in Mid-Adulthooda
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Figure 3. Comparison participants (n = 80) exhibit
greater gray matter density (left) and cortical thickness (right) in the
bilateral dorsal attentional network than in probands
(n = 59) with childhood combined-type
attention-deficit/hyperactivity disorder. Images are per radiological
convention; thus, right is left and left is right. FDR indicates false
discovery rate.
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Figure 4. Voxel-based morphometry reveals that comparison
participants (n = 80) exhibit significantly greater gray
matter density (false discovery rate [FDR] < 0.05) in the
right ventral caudate, right thalamus, and bilateral cerebellum than in
probands (n = 59) with childhood combined-type
attention-deficit/hyperactivity disorder. Images are per radiological
convention; thus, right is left and left is right.
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COMMENT
In a prospective 33-year longitudinal follow-up of 59 probands (mean
age, 41.2 years) with established ADHD in childhood and 80 prospectively
enrolled non-ADHD comparison participants, we found an overall
significant reduction in mean cortical thickness in the probands. Beyond
this global difference, the greatest cortical thinning associated with
childhood ADHD was located in the bilateral parietal lobes, temporal
poles, insula, precentral gyri, frontal poles, and right precuneus. No
cortical region was significantly thicker in probands than in comparison
participants. Although less sensitive,44
VBM also revealed significantly decreased GM in probands vs comparison
participants in the right precentral, bilateral parietal, left temporal,
and right cuneus. In addition, VBM detected decreased GM in probands in
the caudate, thalamus, and cerebellar hemispheres.
With respect to current adult diagnosis, probands with persistent ADHD
differed the most from those in the non-ADHD comparison group in the
same cortical regions identified in our primary analyses, as well as in
additional clusters in the left medial occipital cortex and subgenual
ACC. Probands with remitting ADHD did not differ significantly from
those with persistent ADHD when analyses were corrected for full-brain
comparisons. In exploratory uncorrected analyses, probands with
persistent ADHD exhibited reduced cortical thickness relative to those
with remitting ADHD in the bilateral medial occipital lobes, temporal
lobes extending to the insula, and left parahippocampus.
Our results extend previous volumetric and cortical thickness findings
in ADHD. First, consistent with the decreased total cerebral volume in
ADHD,2-4 our observation of reduced global cortical thickness in probands with ADHD confirms previous reports.12-13,17 Furthermore, although we found less frontal and prefrontal cortical thinning in ADHD than were found in previous studies,11-14,17, 45 we confirmed a thinner cortical mantle in the occipitoparietal,11-12,17 temporal cortex, and precentral regions12-13 in ADHD. In subcortical analyses, we also confirmed anatomic abnormalities in the caudate,3, 46-47 thalamus,48-49 and cerebellum3 in ADHD.
Studies of cortical thickness in adults with ADHD have focused on
specific regions associated with executive function and attentional
control.50-51 Makris et al8
selected 9 parcellation units (from 48) per hemisphere and found
thinner cortex related to ADHD in the prefrontal and cingulate cortex
and inferior parietal lobe, albeit without correcting for multiple
comparisons. A cross-sectional study of children, adolescents, and
adults found that individuals with ADHD, regardless of age, had a
significantly thinner right superior frontal cortex than controls.14
In the adults with ADHD, the specific reduction, with correction for
multiple comparisons limited to the frontal lobe, was localized to BA9.
In contrast, we did not find group differences in much of the prefrontal
cortex but found widespread cortical thinning in the bilateral
parietal-temporal cortex. We found similar results in analyses that
included all participants, as well as in those limited to probands with
persistent ADHD vs the non-ADHD comparison group. The latter contrasts
are comparable to those of studies in adults that define group
membership by current diagnostic status.14, 17
Studies of cortical thickness in children with ADHD are more numerous than those in adults11-13,28, 42, 52-53 and typically have examined the entire cerebrum, although nearly all (except Shaw et al13)
report results uncorrected for multiple comparisons. Thinner cortex has
been reported in children with ADHD in the prefrontal and precentral
regions,11, 13 parietal and temporal lobes,11-12 and inferior frontal gyrus bilaterally.54
In our main analyses, we applied FDR full-brain correction for multiple
comparisons and observed significant differences whether groups were
defined by the initial childhood history or by the current adult
diagnoses. We speculate that the robustness of our results reflects
having established the diagnosis of ADHD in childhood as well as our
medium to large sample sizes.
Broadly, our results implicate disruptions in large-scale neural systems
involved in the regulation of both attention and emotion in adults with
childhood ADHD. We found convincing converging anatomic evidence
implicating the dorsal attentional network51
and distributed regions within limbic circuits that were thinner in
ADHD probands than in comparison groups. Similar findings were obtained
when we contrasted probands with persistent ADHD and the comparison
group without ADHD. However, we failed to observe hypothesized group
differences in prefrontal regions.1, 3
First, we found widespread thinner cortex and decreased GM density in
bilateral parietal and precentral regions, overlapping areas of the
dorsal attentional network. The bilateral dorsal network, which mediates
goal-directed, top-down executive control processes, interacts with a
right-sided ventral system (stimulus-driven, bottom-up) during
attentional functioning,1, 51
particularly in redirecting attention. The core areas constituting the
dorsal attentional network include the intraparietal sulcus and the
conjunction of the precentral and superior frontal sulcus (frontal eye
fields),51
which were particularly affected in the ADHD probands. Strikingly, we
also observed significantly thinner cortex in the precuneus and superior
parietal lobe, which along with the dorsal network core regions are
implicated in top-down processing of shifting of attention.55 These findings are consistent with studies of ADHD that report abnormal patterns of activation in parietal regions48 during working memory,56-58 attentional,59-61 or response inhibition62-63 tasks.
We also found occipital cortical thinning in probands with persistent
ADHD vs the non-ADHD comparison group. The occipital cortex has been
recently found to interact with the dorsal network in maintaining
attention55 and in suppressing responses to irrelevant stimuli.64-65 Individuals with ADHD are easily distracted when required to ignore extraneous signals.66-67 Top-down control deficits when responding to irrelevant stimuli are associated with impaired working memory.68-69 Abnormal activation of the occipital cortex has been found in youth70 and adults71-73 with ADHD during working memory tasks. Similarly, in a meta-analysis48
of functional imaging studies, children and adolescents with ADHD
showed activation decreases in the left middle occipital gyrus (BA19)
compared with controls. In addition, a recent VBM study in adults with
ADHD found significant bilateral reduction of GM volume only in the
early visual cortex.74
Our VBM analysis revealed cerebellar, thalamic, and striatal GM deficits
in ADHD. Cerebellar involvement in ADHD is well established, with
findings in children reported mostly in the vermis1-4,75 and in adults in the hemispheres, as in this sample.56, 76-77
Early anatomic studies of ADHD did not specifically examine thalamic
nuclei, although thalamic hypoactivation emerged in an unbiased
meta-analysis.48 Recently, several studies have identified thalamic abnormalities in children and adolescents49, 78 and in adults with ADHD.60, 79
Second, our analyses revealed thinner cortex in probands, and
particularly those with persistent ADHD, across multiple limbic regions,
such as the temporal poles (BA38), insula (BA13), and subgenual ACC
(BA25). The insula and ACC play important roles in sensorimotor,
emotional, and cognitive function.80-81 Specifically, subgenual ACC is implicated in emotional processing and pain perception.82 In humans, subgenual ACC is functionally connected with multiple limbic regions, including the temporal poles83 and insula.84 In turn, the insula, along with participating in performance of demanding tasks,85 is clearly also related to affective processing.86 Abnormal activations in insula and subgenual ACC were reported in a meta-analysis of ADHD functional imaging.48
Cortical thickness studies in ADHD have downplayed findings in the temporal pole, which have been reported but not discussed.11-13
The temporal pole (BA38) is classified as a paralimbic region, based on
its interconnections with the amygdala and orbitofrontal cortex, and is
implicated in social and emotional processes.87 Altered activation in temporal pole is associated with deficits in face recognition88-95 and mentalizing, that is, the theory of mind.96-99
The temporal poles have been proposed as a channel for the integration
of emotion and perception, playing an important role in emotional and
social functions.87
Our findings are consistent with pathophysiological models of ADHD
highlighting not only cognitive executive functions ("cool" processes)
but also emotional and motivational deficits ("hot" processes).100
Anatomic spiraling circuits begin with emotional and motivational
pathways that influence the cool cognitive processes, which in turn
control motor responses.101
We observed thinner cortex in regions subserving emotional regulation
(the temporal pole, insula, parahippocampus, and subgenual ACC) and
top-down attentional regulation (the dorsal attentional network and
medial occipital cortex). Furthermore, our exploratory analyses suggest
that thinner cortex and diminished GM in the dorsal attentional network
and limbic relay regions is related to the trait of having had ADHD in
childhood, regardless of current diagnostic status.
Third, the lack of proband-comparison differences in the prefrontal cortex or the ACC was unexpected.7-8,16-18
To better understand possible differences between persistent and
remitting ADHD, we performed uncorrected exploratory analyses. In
regions in which we found suggestive differences, we observed remarkable
congruence between probands with remitting ADHD and comparison groups
in the left superior temporal gyrus, ACC, parahippocampus, and occipital
cortical thickness as well as in thalamus and cerebellum GM density. We
cannot rule out that probands with remitting ADHD may have differed
from those with persistent ADHD in these regions since childhood, but
the most parsimonious explanation is offered by the hypothesis that
remission entails compensatory processes11, 102
underpinned by prefrontal cortical maturation. Although we found
supporting evidence of ACC and orbitofrontal involvement in diagnostic
remission of ADHD, our data also suggest superior temporal, medial
occipital, and thalamocerebellar involvement in remission.
Our findings must be interpreted in light of several limitations. First,
despite our prospective longitudinal design, we examined brain imaging
data only cross-sectionally in middle adulthood. Nevertheless, this is
the largest sample of children with ADHD followed up into adulthood,
obviating the unreliability of retrospective recall of childhood
symptoms. In addition, we report on the largest sample to date of adults
with confirmed childhood ADHD who underwent remission. We were able to
analyze imaging data from only 28.5% of the original ADHD proband group
and 44.9% of the original comparison participants. However, these
probands and comparison participants did not differ from the original
sample, and the probands studied did not differ significantly from those
excluded on nearly all clinical and demographic variables except for
significantly higher rates of substance use disorders at the 18FU in
probands who underwent scanning. Nevertheless, we did not observe
significant relationships between brain anatomic measures and substance
use disorders. Finally, as is generally the case, our probands had
significantly lower IQ scores than the comparison participants in
childhood or adolescence and in adulthood. The issue of whether to
covary for IQ in disorders such as ADHD is not settled.103 As shown in eFigure 1
(see also eTable 7, available at the authors' Web site), our principal
findings of persistent differences in brain anatomy survived covarying
for IQ even with conservative full-brain correction.
We were surprised by the rate of ADHD-NOS diagnosed in comparison
participants, which was comparable to the rate in probands. We speculate
that secular changes in the general public's awareness of ADHD may have
contributed. Although we cannot rule out instrument-related error (see
the supplementary Instrument available on the authors' Web site), the
use of similar approaches did not yield high rates of ADHD symptoms in
comparison participants in 2 previous blinded assessments.21, 23 Nevertheless, analyses excluding ADHD-NOS did not alter results appreciably.
We limited study participants to white boys because the number of
originally diagnosed girls with ADHD was too small for meaningful
statistical comparisons. Thus, our results may not be generalizable to
ADHD in women or to other racial or ethnic groups. However, this
constraint avoided potential confounds from possible sex, ethnic, or
socioeconomic differences. Exclusion of conduct disorder comorbidity
(see the supplementary text,
available on the authors' Web site) in childhood also averted confusion
as to the origin of the deficits found in cortical thickness or GM
density.
We cannot comment on cortical thickness or GM density in ADHD in the
absence of medication treatment because all but 4 of the probands who
underwent scanning were treated with methylphenidate as children. We
also did not detect significant effects of childhood treatment with
stimulants or thioridazine in cortical thickness or VBM analyses.
Medication treatment has been reported to affect cortical thickness,42
although the durability of such effects is unknown, and treatment had
been discontinued for all study participants for several decades.
For logistical reasons, we used 2 scanners. Fortunately, scans were
approximately counterbalanced across probands and comparison
participants, and there were no significant main effects or interactions
related to scanner type. Secondary analyses (eFigure 2)
also showed that we obtained comparable results when we examined only
the 98 scans obtained on the Allegra scanner. Finally, the analyses
presented herein were limited to cortical thickness and VBM; ongoing
analyses will examine WM structure using diffusion tensor imaging.
CONCLUSIONS
In this first study of childhood ADHD prospectively examined in
adulthood, we found thinner overall cortex in probands with childhood
ADHD that was even more pronounced in those with persistent ADHD. Beyond
this global effect, we also detected significant reductions in cortex
thickness in the parietal, temporal, and posterior frontal regions
corresponding to the dorsal attentional network and limbic areas. These
findings were largely echoed by VBM, which in addition highlighted
decreased GM in the caudate. These regions underpin the top-down control
of attention and the regulation of emotion and motivation and were
comparably diminished in probands with remitting ADHD or persistent
ADHD. Thus, these differences seem to primarily reflect the childhood
diagnosis of ADHD. By contrast, probands with remitting ADHD tended to
differ from those with persistent ADHD in the medial occipital cortex,
temporal pole, insula, orbitofrontal cortex, parahippocampus, and
frontal pole and subcortically in the cerebellum and thalamus. This
supports the suggestion that symptom amelioration and diagnostic
remission may result in part from compensatory maturation of
frontal-thalamic-cerebellar circuits.102, 104
AUTHOR INFORMATION
Correspondence: F. Xavier Castellanos, MD, Phyllis Green and
Randolph Cowen Institute for Pediatric Neuroscience, Child Study Center,
New York University Langone School of Medicine, 215 Lexington Ave, 14th
Floor, New York, NY 10016 (francisco.castellanos@nyumc.org).
Submitted for Publication: September 13, 2010; final revision received March 3, 2011; accepted April 15, 2011.
Financial Disclosure: None reported.
Previous Presentations: This study was presented at the 16th
Meeting of the Organization for Human Brain Mapping; June 9, 2010;
Barcelona, Spain; and at the Third International Congress on ADHD; May
29, 2011; Berlin, Germany.
Supplementary materials are available on the authors' Web site at http://www.AboutOurKids.org/Research/Research_Publications/Proal_et_al_2011.
Additional Contributions: We thank the participants and their
families who have contributed to this research over the decades.
Christine Cox, PhD, provided a careful reading of an earlier version of
the manuscript. Pierre Bellec, PhD, Yasser Aleman, PhD, and Joost
Janssen, PhD, provided helpful discussions regarding methods.
Author Affiliations: Phyllis Green and Randolph Cowen Institute
for Pediatric Neuroscience (Drs Proal, Reiss, Ramos-Olazagasti, Kelly,
Milham, and Castellanos and Ms Gotimer) and Anita Saltz Institute for
Anxiety and Mood Disorders (Drs Klein and Mannuzza), Child Study Center,
New York University Langone School of Medicine, New York, New York;
Unitat Recerca en Neurociència Cognitiva, Universitat Autònoma de
Barcelona, Barcelona, Spain (Dr Proal); Nathan Kline Institute for
Psychiatric Research, Orangeburg, New York (Drs Reiss, Mannuzza, Milham,
and Castellanos); Department of Neurosciences and Mental Health, The
Hospital for Sick Children, and Department of Medical Biophysics,
University of Toronto, Toronto, Ontario (Dr Lerch); State Key Laboratory
of Cognitive Neuroscience and Learning, Beijing Normal University,
Beijing, China (Dr He); and Biospective Inc, Montreal, Quebec (Drs He
and Zijdenbos).
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